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Late trading
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#	Item
71	James J. Angel, Ph.D., CFA Associate Professor of Finance Georgetown University1 McDonough School of Business Washington DC 20057 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-06-03 14:56:06 Financial markets Financial economics United States Securities and Exchange Commission United States corporate law Late-2000s financial crisis U.S. Securities and Exchange Commission Flash Crash Sarbanes–Oxley Act Algorithmic trading United States securities law Finance Business
72	SIFMA 2011 Market Structure Conference - Opening Remarks Add to Reading List Source URL: www.sifma.org Language: English - Date: 2011-09-21 08:53:30 Financial markets Investment Stock market Late-2000s financial crisis Bonds Securities Industry and Financial Markets Association Flash Crash Algorithmic trading High-frequency trading Financial economics Finance Mathematical finance
73	May 8, 2012 The Honorable Mary L. Schapiro Chairman U.S. Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.erisfutures.com Language: English - Date: 2014-08-22 14:53:06 Late-2000s financial crisis Systemic risk Securities Financial markets Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Clearing U.S. Securities and Exchange Commission Futures contract Financial economics Finance Financial system
74	SUBMISSION COVER SHEET Registered Entity Identifier Code (optional) Date: May 3, 2013 I M P O R T A N T : CHECK BOX IF CONFIDENTIAL TREATMENT IS REQUESTED. Add to Reading List Source URL: www.erisfutures.com Language: English - Date: 2014-08-22 14:53:52 Futures contract Securities Exchange Act Financial economics Financial system Late-2000s financial crisis SEC filings Commodity Futures Modernization Act Dodd–Frank Wall Street Reform and Consumer Protection Act Financial regulation United States securities law Commodity Futures Trading Commission
75	PDF Document Add to Reading List Source URL: www.cftc.gov Language: English Systemic risk Financial markets United States federal banking legislation Volcker Rule Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission Hedge fund Bank Late-2000s financial crisis Financial economics Finance Economics
76	Microsoft Word - _3_Bullard4.doc Add to Reading List Source URL: www.houstonlawreview.org Language: English - Date: 2006-04-22 01:36:57 Funds Financial services Financial markets Collective investment schemes Mutual fund Late trading Exchange-traded fund Net asset value Arbitrage Financial economics Investment Finance
77	Occupy the SEC http://www.occupythesec.org January 13, 2012 Ben S. Bernanke Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-02-14 10:11:05 Financial markets Systemic risk United States federal banking legislation Late-2000s financial crisis Volcker Rule Paul Volcker Dodd–Frank Wall Street Reform and Consumer Protection Act Hedge fund Proprietary trading Financial economics Finance Economics
78	Microsoft Word - Client Alert - Derivatives Reform in Europe.doc Add to Reading List Source URL: www.jdsupra.com Language: English Systemic risk Financial markets 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama Derivative Commodity Futures Trading Commission ACT Financial economics Finance Financial system
79	2014 Mid-Year Securities Enforcement Update Add to Reading List Source URL: www.gibsondunn.com Language: English - Date: 2014-07-11 15:29:05 Late-2000s financial crisis United States securities law Corporate crime U.S. Securities and Exchange Commission Insider trading Sarbanes–Oxley Act Dodd–Frank Wall Street Reform and Consumer Protection Act Robert Khuzami Mutual fund scandal Business Finance Economics
80	Microsoft Word - Client Alert - Derivatives Reform in Europe.doc Add to Reading List Source URL: documents.jdsupra.com Language: English - Date: 2013-07-08 04:52:48 Systemic risk Financial markets 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama Derivative Commodity Futures Trading Commission ACT Financial economics Finance Financial system

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